Series 24: 2.7.6.3. Fingerprint Records

Taken from our Series 24 Online Guide

2.7.6.3. Fingerprint Records

Fingerprint records for everyone associated with a member firm, including each of its partners, directors, officers, and employees, must, like employment applications, be kept until three years after employment is terminated.

SEC Rule 17f-2(d)

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 2.7.6.3. Fingerprint Records, you might also be interested in:

Series 6 - 1.3.4. Filing Requirements and Review Procedures

Series 24 - 2.7.4. Four-Year Records

Series 24 - 2.3.4.1. Unregistered Persons

Series 66 - Prohibited Transactions

Series 7 - 13.3.4. Internal Inspections and Compliance

Series 63 - Federal vs. State Registration

Series 65 - 8.8.1. Definition of Investment Adviser Representative

Series 26 - Exercise

Series 63 - 6.1.1 Exemptions to the Securities Act of 1933

Series 52 - 2.2.1. Debt Service Structures

Series 7 - 3.2.1.3. Limited-Tax General Obligation Bonds

Series 54 - Continuing Education Requirements for Covered Persons

Series 50 - Taxation of Interest at the State and Local Levels

Series 82 - 1.1.2.2. Finders

Series 7 - 17.6.3. Trading Halts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

Chris Porosky, FL

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE