Series 24: 2.5.3.5. Appeals

Taken from our Series 24 Online Guide

2.5.3.5. Appeals

Within 25 days after a decision has been made, a respondent, the Department of Enforcement, or the Department of Market Regulation may file a written notice of appeal with the NAC, which will appoint a subcommittee to hear the appeal. Based on oral arguments, the record on review, and any new evidence that may be entered, the subcommittee will send a recommendation to the NAC, which may affirm, modify, or reverse the sub

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Series 24: 2.5.3.5. Appeals

Taken from our Series 24 Online Guide

2.5.3.5. Appeals

Since you're reading about Series 24: 2.5.3.5. Appeals, you might also be interested in:

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