Series 24: 1.2.1.2.3. Investment Adviser Representative

Taken from our Series 24 Online Guide

1.2.1.2.3. Investment Adviser Representative

An investment adviser representative (IAR) works for an investment adviser rather than a broker-dealer. IARs must take and pass the Series 65 Uniform Investment Adviser Law Exam as a prerequisite to becoming registered. Applicants must file a Form U4 through their emplo

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Series 24: 1.2.1.2.3. Investment Adviser Representative

Taken from our Series 24 Online Guide

1.2.1.2.3. Investment Adviser Representative

Since you're reading about Series 24: 1.2.1.2.3. Investment Adviser Representative, you might also be interested in:

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