Series 82: 4.2. Interfering With Customer Account Transfers

Taken from our Series 82 Online Guide

4.2. Interfering with Customer Account Transfers

FINRA prohibits members or any associated persons from interfering with a customer’s account transfer request in the case where the customer’s registered representative has c

+ Read More

More Series 82 Info

What are people saying?

Create an Account

Since you're reading about Series 82: 4.2. Interfering With Customer Account Transfers, you might also be interested in:

Series 65 - Cash Accounts

Series 50 - Basic Financial Statements

Series 6 - 5.2.1. Types of Closed-End Funds

Series 66 - Shareholder Voting Rights

Series 28 - Trading with Foreign Enemies

Series 14 - 3.2.2.1. Schedule 13D

Series 53 - 2.2.3. Disqualification Rules and Disciplinary Actions

Series 22 - 6.4.6. Preservation of Other Records

Series 65 - 3.7.4.3 Purchasing Annuities

Series 52 - Exercise

Series 79 - Example Income Statements

Series 28 - Memoranda, Confirmations, and Other Customer Notices

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

I used Solomon to study for the Series 82. The material was spot on! More importantly, the practice tests and timed tests were much harder than the actual Series 82, which was very helpful in passing the test. Thanks!!

Rhett Grimes, Anchortree Capital. Nashville, TN

The online exam simulator was essential to helping me pass the Series 82 on my first attempt!! Have always used Kaplan for previous FINRA exams, so didn't know what to expect at first, but I was definitely prepared for this exam! Great job to everyone at Solomon, especially the exam writers !!

Luke Garcia, Capital Group, West Chester, PA

I found the (Series 82) material from Solomon superior to the other major providers of these types of study guides. The online testing was also quite good and I loved the range of options (half tests, half tests with answers, full tests, etc.). Starting with half test with answers and working my way to full tests without answers built my confidence. Also, their customer service is second to none. If I had a question about the test, my email was answered within the day, as opposed to most companies, which is never. Thanks so much!

Jackson Stith, SyndiGate Capital. Miami, FL

The Solomon Exam Prep materials for the Series 82 were great. I felt very well prepared for the exam. I only studied for one full week (probably about 40 hours) and completed the exam in 30 minutes and passed! Thrilled with the results.

Jessica Kates, Carnegie Growth Partners LLC. Philadelphia, PA

Passed my Series 82 comfortably with the Solomon Prep. Only studied for three weeks. Craig and team are very responsive. WOULD HIGHLY RECOMMEND over other exam prep.

Bryan Frinhani, Energy Financial Services. Norwalk, CT