Series 54: 3.1.7.1. Professional Fees For Associated Persons

Taken from our Series 54 Online Guide

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3.1.7.1. Professional Fees for Associated Persons

The SEC does not charge any fees for municipal advisor registration. However, for each Form MA-I on file with the SEC, the MSRB requires a $1,060 annual professional fee. The fee is due no later than April 30 of each year, and it is based on the number of Form MA-Is the firm had on fil

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