Series 54: 3.1.6.4. Continuing Education Requirements For Covered Persons

3.1.6.4. Continuing Education Requirements for Covered Persons

Municipal advisors must maintain a continuing education program for its covered persons to enhance their municipal advisory knowledge, skill, and professionalism. All municipal advisors must participate in an annual continuing education (CE) program. This program has two elements: a regulatory element and a firm element. If the CE is not completed annually, the person’s registration will become inactive, and they will not be able to perform any activities that require registration or be compensated for any of those activities until they compl