Series 54: 2.3.3. Key Documents And Disclosure Requirements For A Municipal Offering

Taken from our Series 54 Online Guide

2.3.3. Key Documents and Disclosure Requirements for a Municipal Offering

Recall that the federal government is precluded from regulating the municipal bond market, except with reference to fraud. Yet the federal government has acted to regulate the munici

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: 2.3.3. Key Documents And Disclosure Requirements For A Municipal Offering, you might also be interested in:

Series 66 - 2.4.13.1 Income Bonds

Series 7 - 1.2 Common Stock

Series 65 - 8.9.3.1 Exemptions from Registration

SIE - 8.2.3. Joint Accounts

Series 63 - Chapter 3 Answers and Explanations

Series 79 - The Teaser

Series 54 - 2.3.1. Municipal Advisor as Financial Advisor

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

After a lengthy absence from the securities industry, I again needed to get licensed. With the great help of Solomon, I did the SIE, Series 7, Series 63, and Series 82, in just over 5 months. The materials are comprehensive and I would recommend reading it all at least twice. Have realistic goals and meet them. Don't take too many days off as the quicker you learn the material the less likely your are to forget the initial stuff. I found the "Ask the Professor" feature to be particularly helpful (and responsive!). I hope I don't need further exams any time soon but, if I do, I will use Solomon.

Shawn Sullivan Charlestowne Securities Darien, CT

You guys were instrumental to my passing the Series 79. The study materials were incredibly helpful and the quizzes and tests gave me great "live" practice. The staff reached out to me a few times to see how I was doing, answer questions and offer helpful tips. I was pleasantly surprised and greatly aided by their personal approach to ensuring my success.

Matt Tarkenton, Atlanta, GA

Passed it [Series 6] with an 80%!!!!! Thank you for everything, it was worth every cent.

Craig Tanimine, North Hills, CA

I just passed the Series 63 after failed in the first attempt as of January. I had studied with another vendor and after some research, I decided to buy Solomon material. I felt very comfortable with the material since English is my second language. And due to the type of the exam, this was very important. It took me time to make the decision for the 2nd attempt but Karen was important to support and she convinced me. I felt very comfortable till question number 20, after that a bit stressful but be sure that you will know the subjects. Thanks Solomon!!!

Ariel Barroso, MCM. Miami, FL

The Series 6 Exam Simulator was a life saver. Thanks!

Ryan Ainsworth, Northwestern Mutual, Tacoma, WA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 54: 2.3.3. Key Documents And Disclosure Requirements For A Municipal Offering

Taken from our Series 54 Online Guide

2.3.3. Key Documents and Disclosure Requirements for a Municipal Offering

Since you're reading about Series 54: 2.3.3. Key Documents And Disclosure Requirements For A Municipal Offering, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →