Series 54: 2.3.3. Key Documents And Disclosure Requirements For A Municipal Offering

Taken from our Series 54 Online Guide

2.3.3. Key Documents and Disclosure Requirements for a Municipal Offering

Recall that the federal government is precluded from regulating the municipal bond market, except with reference to fraud. Yet the federal government has acted to regulate the munici

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: 2.3.3. Key Documents And Disclosure Requirements For A Municipal Offering, you might also be interested in:

Series 51 - LGIP Participants

Series 24 - 3.5.8.3. 1035 Exchanges

Series 24 - FINRA Licensing Examination Waivers

Series 6 - 1.2.1.5.1. Intrastate Exemptions: Rule 147

Series 65 - 3.8.4 Insurance Loans

Series 65 - Exercise

Series 82 - Insider Trading Penalties

Series 66 - 1.2.1.1.1. Calculating the Future Value (of a Present Sum)

Series 99 - 1.2.4.1.7 Options

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

After failing the Securities Industry Essentials Exam twice I was all but ready to give up. Then I used Solomon Exam Prep material which help me to pass the exam. I had a blast using their learning platform and would highly recommend it to anyone!

Innocent Anavberokhai Jr., Lawrence, KS

Excellent! The Solomon curriculum prepared me well enough to make me feel comfortable during the actual exam. Practice questions and mock exams were challenging enough to test my knowledge but not too challenging to the point where I was discouraged.

Alex Syku. Easton, CT

I passed the SIE on my first attempt thanks to Solomon Exam Prep's structure and chapter guides consolidating a large amount of information into easy to learn material. I did not study finance in College and have been in Compliance for the better part of my career. This has been a validating experience thanks to Solomon Exam Prep.

Marlon Gonzalez-Perez, Tradition. New York, NY

Passed the 65 with an 80% and the 6 with an 87%. Passed both of them on the first try. I give the credit to Solomon. I've had a lot of my friends try other vendors but they were glad to take my advice and switch to Solomon. This course helps you understand the concepts so you can think out the uniquely crafted questions the actual tests ask. Thanks so much.

Gerald Barnes, Client One, Peoria, AZ

I have used Solomon exam prep for the 6/63 and was able to pass on the first try. Now I’m taking the 65 and hope to do the same. I’ve used other recommended exam prep courses and came back to Solomon for the 65 because of ease of use. I would recommend Solomon to anyone that is in need of a securities exam. All the content is laid out in an easy to follow way.

Antonio Mendoza, State Farm. Santa Maria , CA.

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 54: 2.3.3. Key Documents And Disclosure Requirements For A Municipal Offering

Taken from our Series 54 Online Guide

2.3.3. Key Documents and Disclosure Requirements for a Municipal Offering

Since you're reading about Series 54: 2.3.3. Key Documents And Disclosure Requirements For A Municipal Offering, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →