Series 54: 1.5. Municipal Advisor Registration Exemptions

Taken from our Series 54 Online Guide

1.5. Municipal Advisor Registration Exemptions

Several exemptions allow market participants (e.g., banks, swap dealers, accountants) to give advice to a municipal entity or an obligated person without registering as a municipal advisor. In other words, they are exempt from registration.

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The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

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