Series 54: 1.2. Definitions

Taken from our Series 54 Online Guide

1.2. Definitions

As discussed, the Securities Exchange Act of 1934 is a landmark law that regulates the reselling of securities. The 1934 Act’s mandate to regulate the secondary market covers the financial markets and market participants. These participants include broker-dealers, their representatives, a

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Series 54: 1.2. Definitions

Taken from our Series 54 Online Guide

1.2. Definitions

Since you're reading about Series 54: 1.2. Definitions, you might also be interested in:

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