Series 54: 1.1.2. Securities Exempt From Registration

Taken from our Series 54 Online Guide

1.1.2. Securities Exempt from Registration

Section 3(a)(2) of the 1933 Act exempts certain securities from the registration process. The primary exempted securities include:

• Securities issued by the federal government (U.S. Treasury bills, notes, and bonds)

• Municipal securities (securities issued by states, cities, and counties), including municipal fund securities

• Securities issued or regulated

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Solomon has been the gold standard for our team for studying and passing! The information was presented clearly and everyday language. I did take the series 6 twice, due to testing anxiety, but I passed the 6 with 73%. I took my 63 one month later, and passed with 82% !!

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Series 54: 1.1.2. Securities Exempt From Registration

Taken from our Series 54 Online Guide

1.1.2. Securities Exempt from Registration

Since you're reading about Series 54: 1.1.2. Securities Exempt From Registration, you might also be interested in:

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