Series 6: 7.5.1.5. Disclosure Of Compensation And Other Fees

Taken from our Series 6 Online Guide

7.5.1.5. Disclosure of Compensation and Other Fees

Any fees charged must be disclosed to all customers. These fees include the types of compensation fees discussed shortly, as well as any other fees associated with an account, such as 12b-1 fees for mutual funds,

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Since you're reading about Series 6: 7.5.1.5. Disclosure Of Compensation And Other Fees, you might also be interested in:

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