Series 6: 5.1.4. Management Company Rules

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Louis Orsatti, NY LIFE Securities, Boston, MA

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Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

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Candace Chavez, Cetera Investment Services. Wimberley, TX

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Tory Hamlin, Agency Owner, Jacksonville, FL

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Candace Chavez, Cetera Investment Services. Wimberley, TX.