Series 6: 2.2.1. Individual Accounts

Taken from our Series 6 Online Guide

2.2.1. Individual Accounts

Most accounts are opened by individuals and are plain vanilla accounts. To open the account, individuals must fill out the new account form. An individual account has only one owner. Registered representatives may not give account information to anyone else, including the customer’s spouse. Only the customer can trade in the account, unless she grants third-party trading

+ Read More

More Series 6 Info

What are people saying?

Create an Account

Since you're reading about Series 6: 2.2.1. Individual Accounts, you might also be interested in:

Series 24 - SEC Rules to Prevent Market Manipulation

Series 3 - Exercise

Series 24 - Section 17 – Reports and Recordkeeping

Series 14 - 6.1.3.3. Bond Offerings

Series 65 - Bearish Patterns

Series 7 - 12.3.1. Electronic Access Can Meet Prospectus Delivery Requirements

Series 79 - Chapter 11

Series 7 - 9.4.2.3. Trading Gaps

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

So thankful for Solomon, passed my s6 ! After failing twice on other testing website . Using Solomon help me master the testing questions

Seara Izakson, Primerica, Orlando, FL

I have used Solomon exam prep for the 6/63 and was able to pass on the first try. Now I’m taking the 65 and hope to do the same. I’ve used other recommended exam prep courses and came back to Solomon for the 65 because of ease of use. I would recommend Solomon to anyone that is in need of a securities exam. All the content is laid out in an easy to follow way.

Antonio Mendoza, State Farm. Santa Maria , CA.

Wanted to thank Solomon Exam Prep for helping me Pass my Series 6 TO test yesterday Monday Feb 3rd, 2020. After failing with a competing exam prep I decided to use Solomon's materials and I feel it gave me the edge to pass - YES! Materials are straight forward and concise, I loved using the Exam Simulator on my Android phone and my tablet with ease and simplicity taking as many test questions I wanted, very user friendly. Customer Service is GREAT, Solomon helped extend my Study Guide materials which help me alot too. Thank You and I definitely recommend Solomon.

Anthony Moreno, Primerica

Well, I am back! Solomon did it again. I passed the Series 6. All of Solomons materials throughly prepared me for the passing of the SIE and the Series 6. Whose materials will I use for the Series 63? I am glad you asked. I must say it will be Solomon Exam Prep. Thanks again, Solomon your study materials are the best!

Leanene Carriere. Houston, TX

I utilized the Solomon SIE and Series 6 Top-Off study guide package. I passed on the first time by following the exact recommendations. While the test is different than the study exam questions it covers the content in a detailed way preparing you to successfully pass the exam. Great product and customer service!

Michael Gehrich, Allstate Insurance, Ft Myers, FL

Thank you so much for your great study materials! I have used you to pass my Series 6, 63 and most recently my Series 7 all on the first try. The practice exams and video lectures were great and extremely helpful. Will definitely be using your study material for any future exams and will recommend you to other people

Louis Orsatti, NY LIFE Securities, Boston, MA