Series 6: 2.1.3.1. Customer Identification Verification

Taken from our Series 6 Online Guide

2.1.3.1. Customer Identification Verification

A broker-dealer must establish and maintain a written Customer Identification Program (CIP) as part of the government’s anti–money laundering compliance program.

The USA PATRIOT Act requires member firms to use the name, address, date of birth, and Social Security number or tax identification number to independently verify the identity of the c

+ Read More

More Series 6 Info

What are people saying?

Create an Account

Since you're reading about Series 6: 2.1.3.1. Customer Identification Verification, you might also be interested in:

Series 26 - Identity Theft

Series 82 - 2.1.1.2. Verification of Accredited Investors and QIBs

Series 65 - Rollovers vs. Transfers

SIE - 4.1.1.6.7. The CBOE and the OCC

SIE - Chapter 3 Practice Questions

Series 65 - 7.1.1. Secondary Market Components

Series 50 - Maturity

Series 3 - 6.1.4.3. Demand: Disappearance

Series 6 - 7.5.3.1. Lifetime Records

Series 26 - Corporate Accounts

Series 7 - 14.8.1 Lifetime Records

Series 6 - Chapter 8 Practice Question Answers

Series 22 - 1.1.3.2.2. General Partner Rights and Obligations

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

THANK YOU SOLOMON! I passed the SIE in December and Series 6 in February. I do not have a background in finance. The study materials prepared me wonderfully for the exams. I used the study schedule - took a ton of practice exams and re-read the material. Also, the testimonials were very encouraging, so I had to share that I had the same amazing experience. Thank you so much!

Candace Chavez, Cetera Investment Services. Wimberley, TX

Thanks so much for your great product. I recently used for the Series 6 and took a month to study and passed. I previously used another provider and didn't pass.

K Francis, Allstate, Sugar Land,TX

Well, I am back! Solomon did it again. I passed the Series 6. All of Solomons materials throughly prepared me for the passing of the SIE and the Series 6. Whose materials will I use for the Series 63? I am glad you asked. I must say it will be Solomon Exam Prep. Thanks again, Solomon your study materials are the best!

Leanene Carriere. Houston, TX

I have now used Solomon for the SIE, series 6, and 63. I am ordering my 7 materials now. The structure and resources are right on target. The practice exams are more difficult than the exam which makes taking the exam much easier. I give all of the credit to Solomon for my 100% pass rate so far. I recommend Solomon to all of my coworkers.

Alex Coyne, Northwestern Mutual. Pensacola, FL

I utilized the Solomon SIE and Series 6 Top-Off study guide package. I passed on the first time by following the exact recommendations. While the test is different than the study exam questions it covers the content in a detailed way preparing you to successfully pass the exam. Great product and customer service!

Michael Gehrich, Allstate Insurance, Ft Myers, FL

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 6: 2.1.3.1. Customer Identification Verification

Taken from our Series 6 Online Guide

2.1.3.1. Customer Identification Verification

Since you're reading about Series 6: 2.1.3.1. Customer Identification Verification, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →