Exercise
Match the act or entity to its description.
A. Securities Act of 1933
B. Securities Exchange Act of 1934
C. Securities Investor Protection Act of 1970
D. MSRB
E. FINRA
1. _____Creates rules for the municipal securities industry and is subject to SEC approval
2. _____Regulates secondary markets for securities and established the SEC
3. _____Helps enforce MSRB rules for dealers
4. _____Enacted to protect dealer customers, it creates a limited insurance fund to reimburse investors for lost assets