Series 65: 10.12.4. Advance Directives

Taken from our Series 65 Online Guide

10.12.4. Advance Directives

IARs should discuss with their clients the usefulness of advance directives, which are legal documents that spell out how the client wishes the IA to act on their behalf if the client is unable to make decisions because of a hospitalization, cognitive decline, or similar situation. A client who is impaired to the point of being unable to manage their own affairs is said to have diminished capacity. Unfortunately, this is a difficult topic for some clients. No one wants to think about the possibility of this happening to them.

Another way in which this kind of discussi

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 10.12.4. Advance Directives, you might also be interested in:

Series 99 - 1.2.2.7.6 Short Selling in a Margin Account

Series 79 - A1.6. Debt Securities

Series 50 - Advantages of the BABs Program

Series 66 - Variable Annuities

Series 79 - Identifying Potential Buyers

Series 65 - Chapter Eight: State and Federal Securities Acts and the Regulation of Securities Professionals

Series 24 - 2.8.7. Stolen, Missing, Lost, or Counterfeit Securities

Series 53 - 2.3.3. Non-Branch Locations

Series 51 - Books and Records (MSRB Rule G-8)

Series 50 - Basic Financial Statements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I want to thank Solomon Prep for helping me to pass the Series 65.

Nelson Coleman, Saint Louis, MO

The audio book was fantastic, and I passed the Series 65 on my first attempt. Thank you!

Steve O'Dell, Merrill Lynch, Westchester, NY

My oldest son purchased your Solomon audio exam guide to pass his Series 7, and I did the same for the Series 65 exam at his recommendation. Although I am 62 and have been out of college for forty(40) years, I passed my Series 65 exam on my first try. This would NOT have been possible without your excellent study materials. Thank you! for the service you provide to all aspiring test takers where so much is on the line!

Most Sincerely,

David Hartzell

Cornell Capital Management

David Hartzell, Cornell Capital Management, New York

I truly wish I had tried Solomon Exam Prep earlier! Started studying for the Series 65 exam with a different company and missed passing the test by 4 questions. I was pretty disappointed because my study materials, especially the quiz generator, weren't a great reflection of what the test would actually be like. But Solomon's Exam Simulator was the KEY to passing my second go-around! Questions were very similar to the actual exam and I managed to boost my score by 10% from the first time, only using the Solomon materials for less than a week! HIGHLY recommend this to anyone in need of 65 materials!

Hannah Cash, Denali Wealth Management, Indianapolis, IN

Passed Series 65 (80%) on first attempt. THANK YOU, Solomon Exam Prep and all of your VERY helpful and courteous staff! Will be back for next two exams.

James M., Fort Lauderdale, FL

I passed the series 65 on my first attempt, thanks to the online quizzes & exams! The instant rationale feedback option really helped me think through the concepts. I highly recommend your testing material!

Ashley