Series 7: 14.5.5. Cash And Mailing Instructions

Taken from our Series 7 Online Guide

14.5.5. Cash and Mailing Instructions

Without instructions to the contrary, all trade account statements and trade confirmations must be sent to the customer’s address of record. The investor may have her mail sent instead to an investment adviser or any individual with power of attorney, if she makes the request in wri

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Since you're reading about Series 7: 14.5.5. Cash And Mailing Instructions, you might also be interested in:

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Series 63 - Special Subscription Form

Series 3 - 1.3.5.2.1. Scalping vs. Position Trading

Series 24 - Correspondence and Institutional Communications

Series 63 - Chapter Three

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I found encouragement along the way from reading other people's testimonials, so payback is to write one of my own. Solomon is the gold standard for customer service. I passed the 66, SIE first tries -- received a 69% on the 7 (failed), but passed on the 2nd attempt. I'm in awe over the outreach I received from day 1 but especially from Jeremy on how to move forward after falling short on the Series 7 - followed his advice - one of which was to get the accompanying videos and passed. Watching/studying the Chapter 5 video had a big impact. I also printed the questions I got wrong that I particularly struggled with while taking the online exams, printed and/or turned them into flashcards, then taped many of them around the house. It forced me to constantly revisit the information and moved me past a superficial understanding. I'll take a messy-looking home for a short time than having to retake a 3 hour and 45 minute exam.

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