Series 24: Retail Communications

Taken from our Series 24 Online Guide

Retail Communications

A registered principal must approve approve each retail communication either before it is used or before it is filed with FINRA, whichever is earlier.

Retail communications can be excepted from principal pre-approval if another firm has filed it with the FINRA Advertising Regulation Department and received a letter that it was consistent with applicable standards, and the new firm using the communication has not materially altered it and will not use it in a manner inconsistent with FINRA’s letter. Retail communications that are market letters and don’t make any financial or investment recommendations are excepted, as are any retail communications that do no

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I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

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