Series 65: 9.1.2.3. Types Of State Registration

Taken from our Series 65 Online Guide

9.1.2.3. Types of State Registration

The actual registration process varies slightly depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification

• Registration by coordination

• Registration by filing

Federal covered securities ma

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Series 65: 9.1.2.3. Types Of State Registration

Taken from our Series 65 Online Guide

9.1.2.3. Types of State Registration

Since you're reading about Series 65: 9.1.2.3. Types Of State Registration, you might also be interested in:

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