Series 66: 9.5.3. Access To Records

Taken from our Series 66 Online Guide

9.5.3. Access to Records

The Model Act requires all records relating to suspected financial exploitation to be made available to Adult Protective Services, as well as law enforcemen

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: 9.5.3. Access To Records, you might also be interested in:

Series 66 - Retirement Plans

Series 65 - 1.4.1.5.1. Working Capital

Series 3 - 7.3.3.5. Bona Fide Hedger Reports

Series 53 - 6.2.4.2.2. Procedure for Rejection or Reclamation

Series 53 - 6.3.4. Municipal Advisor Records

Series 28 - Minimum Maintenance Requirement

Series 53 - Exercise

Series 24 - Opening a Margin Account

Series 53 - Reciprocal Deals with Municipal Investment Companies

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 79, 7, and 66 thanks to your study guides. I scored an 85, 81 and 82, respectively. The exam simulator was highly useful and great preparation. I glossed over material I knew and really prepped topics related to laws and ethics, which these study guides effectively described and tested. I highly recommend Solomon!

Sean M, New York, NY

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL

The Series 66 Exam Prep offered by Solomon Exam Prep is exceptional. I used both the textbook and the exam simulator as my only study materials for the exam and passed with an 88. The Solomon material is written in a way which is easy to understand and digest. The exam simulator was excellent in preparing me with quizzes and full length practice tests to focus on my points on weakness and prepare me for the real thing! I would highly recommend both of these products to anyone!

Luke Bowes, Seymour, TN

I purchased Solomon Exam Prep to get a leg up on the S66 exam. I had taken it a few times already missing it by 1-2 points. A friend of mine enrolled on the test site and passed it on the first try. We did share notes while she was studying. It was then I realized Solomon has something the other test prep companies did not have, which helped me get over the hump. I will recommend it to anyone who really want to pass it the first time up!

Dany H. First Command Norfolk, VA

I used Solomon's Online Exam Simulator as a supplement to company provided materials for the Series 7 & 66, passing with scores of 86% & 88%. The online simulator made it easy to study on the go and provided peace of mind of preparedness walking in on test day. Highly recommended.

John Watlington, Merrill Lynch, Raleigh, NC

Thank you so much for your great study materials! I have used Kaplan in the past and this is so much better! I used your study materials to get an 84% on my Series 7 and an 85% on my Series 66! Keep up the good work!

Ivan Griffin, Roach, MO