Series 66: 8.1.2.3. Types Of State Registration

Taken from our Series 66 Online Guide

8.1.2.3. Types of State Registration

The actual registration process varies slightly, depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification

• Registration by coordination

• Registration by filing

Federal covered securities may

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Series 66: 8.1.2.3. Types Of State Registration

Taken from our Series 66 Online Guide

8.1.2.3. Types of State Registration

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