Series 66: 8.1.2.3. Types Of State Registration

Taken from our Series 66 Online Guide

8.1.2.3. Types of State Registration

The actual registration process varies slightly, depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification

• Registration by coordination

• Registration by filing

Federal covered securities may

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: 8.1.2.3. Types Of State Registration, you might also be interested in:

Series 54 - 3.2.4. Municipal Advisor Advertisements

Series 65 - 5.3.2.2. Semi-Strong Form Efficient Market Hypothesis

Series 65 - 1.3.2 Foreign Exchange Rates

Series 24 - Review Quiz

Series 24 - 2.4.1.1. Regulation Best Interest

Series 66 - Chapter 7 Practice Question Answers

Series 66 - 3.1.3.4 Investing and Reinvesting in Mutual Funds

Series 7 - 6.1.4.2. Board of Directors

Series 24 - 3.11.1. Types of Public Communications

Series 7 - 9.1.2.5. Budget Deficits and Interest Rates

Series 53 - 4.2.3. New Issue Data Submissions (MSRB Rules G-34 and G-32)

Series 66 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I love Solomon Exam Prep! The materials are comprehensive and simulate the type of questions on the tests. And the staff is so committed to their students' success. Without them, I wouldn't have been able to pass both the 7 and the 66.

Katelyn Hritcko, Elmcore Securities, Las Vegas, NV

I passed the Series 79, 7, and 66 thanks to your study guides. I scored an 85, 81 and 82, respectively. The exam simulator was highly useful and great preparation. I glossed over material I knew and really prepped topics related to laws and ethics, which these study guides effectively described and tested. I highly recommend Solomon!

Sean M, New York, NY

I just passed the Series 66 exam and found that the Solomon Exam Prep materials are the way to go when preparing for this exam. The advice given from the get-go is spot on; if you think you can cram for this course, forget it. Use the materials as advised and you'll do well. The format of the practice exams closely simulate the way the questions are presented on the test itself. I had 2 prep materials, Solomon's and another and I honestly believe Solomon's was the one that helped the most.

Julio Revuelta, Wealth Management Firm, Miami, FL

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

Thanks to you guys, I passed my Series 7 the first time around on Tuesday the 21st. The information given was not only accurate but easy to absorb due to the way the material was set up in your course. I will back to study the Series 66 with you.

Albert Jose, AXA Advisors, Menifee, CA

I have taken and passed the SIE, Series 7, and Series 66 using this amazing Solomon study program. Each time, I felt prepared for the exam and confident in my answers. Solomon's study structure and varying mediums of study make it interactive and easy to learn.. It's an amazing deal for the tools received. I would highly recommend this program!

Abbigayle Hanoch, LPL Financial. Ventura, NM