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Series 63: 5.7.13.1. Acting As Both Principal And An Investment Adviser

Taken from our Series 63 Online Guide

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5.7.13.1. Acting as Both Principal and an Investment Adviser

While broker-dealers regularly sell their customers securities that they themselves actually own (known as acting as a pri

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Solomon Exam Prep Study Materials for the Series 63

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Your books and online exam simulators were an excellent study mix: I passed the Series 63 and the Series 79 exams!

Bob Newkirk, Moesman Advisors LLC, Denver, CO

The material was great and helped me pass the 63. I also used it to study for the 7 and it helped me immensely as well. Thank you!

Brian Lang, Denver, CO

Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

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Thank you for the flexibility and the study material for 63, I ended up with an 87 thanks to your materials! Thank you Solomon!

Allen Ruffles

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