Series 63: 5.7.9. Outside Business Activities

Taken from our Series 63 Online Guide

5.7.9. Outside Business Activities

Under FINRA rules, an agent who wishes to engage in outside business activities (activities that are outside of her employment with her broker-dealer) for compensation must give prior written notice to

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 5.7.9. Outside Business Activities, you might also be interested in:

Series 6 - 6.2.8. Taxation

Series 7 - 13.2.2.3. Financial Exploitation of Vulnerable Adults

Series 82 - 2.2.1.5. Communications that Include a Recommendation

Series 50 - Independent Registered Municipal Advisor (IRMA) Exemption

Series 24 - The Syndicate

Series 24 - Spinning

Series 65 - 1035 Exchanges

Series 28 - Changes in Account Name or Designation

Series 51 - Antifraud Regulation

Series 3 - 6.3. Order Placement

Series 6 - 8.3.3. COD/DVP Instructions

Series 66 - 8.1.5.1. Exceptions for Media from Other States

Series 7 - 10.2.3 Credit Risk

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used another exam prep for my series 6, failed it. Then came across Solomon Exam Prep. I passed series 6 once and just passed series 63 yesterday. Thanks for a great material.

Toyin Daranijoh, Primerica, Kalamazoo, MI

I just took the Series 63 last week, for the first time. I passed with a grade of 87%. The only study guide I used was your audio book which I listened to on the way to work everyday. I have never worked in the securities industry before, and I had no existing knowledge of anything related to securities law. Everything I know about the subject I learned from your audio book. I will always look to your exam preps for my future test prep needs.

David Laurie, Houston, TX

Solomon has been the gold standard for our team for studying and passing! The information was presented clearly and everyday language. I did take the series 6 twice, due to testing anxiety, but I passed the 6 with 73%. I took my 63 one month later, and passed with 82% !!

Ciarra DiPiazza, CB Financial Services, Tacoma, WA

Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

Xavier Mata, Cabrera Capital Markets. Chicago, IL

After studying hard for the series 63 using materials provided by another vendor for our firm scoring mid to high 90s on practice exams I really thought I had it! WRONG! scored 67% on the actual exam...after reading reviews and testimonials decided to purchase series 63 online exam simulator and book....and wow the read is so much easier and in plain level english !! Im definitely not a fan of reading but the Solomon material is easy and enjoyable to read and the exam simulator is the key to success! i passed my Series 63 with confidence today! unfortunately i dont know my score...finra's new annoyance is they dont tell you the %..just pass.....anyways ill be back in the future!

Pete Gill, Yuba City, CA

I passed the Series 63 exam yesterday. Thanks for your help and everyone at Solomon. You guys are great!!!

Tom Armstrong, Berliner Cohen, San Jose, CA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: 5.7.9. Outside Business Activities

Taken from our Series 63 Online Guide

5.7.9. Outside Business Activities

Since you're reading about Series 63: 5.7.9. Outside Business Activities, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →