Series 63: 4.4.1.3. Taking Orders In Client Accounts

Taken from our Series 63 Online Guide

4.4.1.3. Taking Orders in Client Accounts

When a customer places an order, an order ticket must be filled out prior to the order being executed. If the order is for a mutual fund, it must be promptly delivered to the

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Series 63: 4.4.1.3. Taking Orders In Client Accounts

Taken from our Series 63 Online Guide

4.4.1.3. Taking Orders in Client Accounts

Since you're reading about Series 63: 4.4.1.3. Taking Orders In Client Accounts, you might also be interested in:

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