Series 63: 3.1.2.3. Types Of Registration

Taken from our Series 63 Online Guide

3.1.2.3. Types of Registration

The registration process varies slightly depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification

• Registration by coordination

• Registration by filing

Federal covered securities may be sold

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Series 63: 3.1.2.3. Types Of Registration

Taken from our Series 63 Online Guide

3.1.2.3. Types of Registration

Since you're reading about Series 63: 3.1.2.3. Types Of Registration, you might also be interested in:

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