Series 63: 2.3.1.6. Post-Registration Requirements

Taken from our Series 63 Online Guide

2.3.1.6. Post-Registration Requirements

Agents are not subject to as many post-registration requirements as the broker-dealers they represent, but they are expected to help their

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 2.3.1.6. Post-Registration Requirements, you might also be interested in:

Series 14 - 5.2.4.3. Retiring Representatives

Series 79 - Dividend Payout Ratio

Series 14 - Chapter 7

Series 52 - 4.4.1.2. Benchmark Yield Curves

Series 50 - Order Allocations

Series 14 - 5.1.4.4. Compliance Meeting

Series 22 - 2.3.3.1. Construction Interest

Series 6 - 7.5.3. Retaining Books and Records

Series 24 - 2.1.2.3. Supervisory Qualifications

Series 53 - SEC Reasonable Basis Standard

Series 24 - Penny Stock Rules (SEC Section 3, 15g Rules)

Series 79 - Filing Requirements

Series 3 - 4.1.5. Calculating Gains and Losses

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thanks to Solomon Test Prep, I passed the Series 79, 7, 63 and 82 exams. Your excellent software made all the difference!

Constantine Valhouli, New York, NY

I passed the Series 63 exam yesterday. Thanks for your help and everyone at Solomon. You guys are great!!!

Tom Armstrong, Berliner Cohen, San Jose, CA

I took the Series 63 and passed on the 1st attempt. I have my degree in Exercise Science and had no previous finance training. I highly recommend the Solomon Exam Prep. Followed the recommended study plan and passed 8 practice tests. The practice exams prepared me for the actual test and I felt like the actual test was easier then the practice tests. Thank you Solomon!

Gary Kilanowski. Scottsdale, AZ

I passed the Series 63 today with a score of 88%. I spent 3 hours every day for a week to study. I would highly recommend Solomon to anyone. Thank you Solomon. I couldn't do it without you.

John Nguyen, Transamerica Financial Advisors, Santa Ana, CA

I failed the 63 three times over the course of four years. I passed the first time after taking your course.

Senica Omernik, Farmers Insurance, Stevens Point, WI

Thank you guys for the outstanding prep materials. I took the Series 79 and 63 in the same week and passed both the first time with great scores. I could not have been better prepared. Your exam simulator is especially awesome! Nothing on either exam surprised after.

Richard Walters, Virginia Beach, VA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: 2.3.1.6. Post-Registration Requirements

Taken from our Series 63 Online Guide

2.3.1.6. Post-Registration Requirements

Since you're reading about Series 63: 2.3.1.6. Post-Registration Requirements, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →