Series 27: Prepayment Of A Subordination Agreement

Taken from our Series 27 Online Guide

The broker-dealer, at its option, may choose to reduce the unpaid principal of the subordinated loan or secured demand note by returning all or any portion of the collateral to the investor prior to the maturity date. For such prepayment to be accomplished, the following conditions must hold:

• The loan must have been outstanding at

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Series 27: Prepayment Of A Subordination Agreement

Taken from our Series 27 Online Guide

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