Series 27: Prepayment Of A Subordination Agreement

Taken from our Series 27 Online Guide

The broker-dealer, at its option, may choose to reduce the unpaid principal of the subordinated loan or secured demand note by returning all or any portion of the collateral to the investor prior to the maturity date. For such prepayment to be accomplished, the following conditions must hold:

• The loan must have been outstanding at

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Prepayment Of A Subordination Agreement , you might also be interested in:

Series 63 - 5.3.5 Suitability

Series 14 - 9.2. Telemarketing

Series 26 - Communications That Do Not Need to Be Filed with FINRA

Series 50 - Duties of a Broker’s Broker

Series 24 - Opening and Maintaining a Client Account

Series 66 - 3.7.4.1. Waiver of Premium

Series 52 - 3.6.29 Rule G-29—Ready Availability of MSRB Rules

Series 53 - Activities of Principals

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I just passed the Series 66 exam and found that the Solomon Exam Prep materials are the way to go when preparing for this exam. The advice given from the get-go is spot on; if you think you can cram for this course, forget it. Use the materials as advised and you'll do well. The format of the practice exams closely simulate the way the questions are presented on the test itself. I had 2 prep materials, Solomon's and another and I honestly believe Solomon's was the one that helped the most.

Julio Revuelta, Wealth Management Firm, Miami, FL

I just passed the series 24! It is, by far, the hardest test that I have ever taken. I had failed it 4 times using other study materials. I have never felt more defeated! Solomon Exam Prep is the best! I took over 154 practice tests...without seeing the same question twice. I was able to finally grasp the material and passed! My only regret is that I did not use the Solomon Exam Prep on my first attempt!

Bill Harpe, Capital Choice. Greensboro, GA

Fantastic study materials. The practice test questions were close to the exam questions and I was not surprised when I took my exam. I would recommend Solomon to anyone studying for their 6.

Wendy Clark, MetLife, Charlotte, NC

I passed the Series 65 this afternoon! Your online test simulation was terrific. Thanks so much!

David G., San Francisco, CA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Prepayment Of A Subordination Agreement

Taken from our Series 27 Online Guide

Since you're reading about Series 27: Prepayment Of A Subordination Agreement , you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →