Series 28: Prepayment Of A Subordination Agreement

Taken from our Series 28 Online Guide

The broker-dealer, at its option, may choose to reduce the unpaid principal of the subordinated loan or secured demand note by returning all or any portion of the collateral to the investor prior to the maturity date. For such prepayment to be accomplished, the following conditions must hold:

• The loan must have been outstanding at

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Prepayment Of A Subordination Agreement , you might also be interested in:

Series 51 - Temporary Periods

Series 52 - 5.2.2.2. Additional Bonds Covenant

Series 52 - 8.4.1.1.1. Net Capital Rule (Rule 15c3-1)

Series 50 - Form A-12

Series 52 - 3.2.3.3. Bond Purchase Agreement

Series 28 - Interest and Service Charges

Series 54 - 2.3.3.1. Preliminary Official Statement

SIE - 8.2.4. Corporate Accounts

Series 82 - Appeals

Series 6 - 5.3. Unit Investment Trusts (UITs)

Series 50 - Installment Purchase Agreement (IPA)

Series 7 - 5.1.6.2. Opening and Closing Positions

Series 53 - Chapter 5 Practice Questions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24

I studied for the Series 6 with the STC material and failed the exam. I then was provided with the Solomon material and passed! The Solomon material aligned very nicely with the actual exam which was very helpful. Also, Their customer service is out of this world! The President of the company even helped visa email and phone calls with study recommendations. I am now going to use their study material as I prepare for the Series 63. I LOVE Solomon! Thank you so much for your care, support and guidance. I have also recommended that our company use the Solomon material for all exams.

Valerie Nolan, Cetera, Forest Grove, OR