Series 3: 7.6.2.2. Pre-Dispute Arbitration Agreements

Taken from our Series 3 Online Guide

7.6.2.2. Pre-Dispute Arbitration Agreements

A CFTC-registered firm may not enter into an agreement with a customer where the customer agrees, before a grievance arises, to submit to a specific settlement procedure, unless the agreement:

• Does not require the customer’s signature as a condition for using the firm’s services

• Does not require the customer t

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