Series 3: 7.6.2.1. Arbitration Panel

Taken from our Series 3 Online Guide

7.6.2.1. Arbitration Panel

The NFA conducts all arbitration proceedings before an arbitration panel. Where the aggregate claim amount does not exceed $250,000, the NFA will appoint one arbitrator. However, if the aggregate amount of the claim is between $50,000 and $250,000, the arbitrator may appoint three arbitrators upo

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.6.2.1. Arbitration Panel, you might also be interested in:

Series 14 - 6.1.6.1.1. Electronic Delivery Requirements

Series 7 - 9.4.2.2 Support and Resistance

Series 14 - Exercise

Series 7 - 18.3.1. Becoming a Registered Member Firm

Series 24 - 2.3.3. Payments for Referrals

Series 65 - 1.2.1.1. Monetary Aggregates

Series 65 - 8.8.1. Definition of Investment Adviser Representative

Series 65 - 3.7.4.9. Loans During the Accumulation Phase

Series 14 - 5.1.4.1. Designation of OSJ General Securities Principal

Series 54 - Chapter One Practice Questions

Series 63 - The Registration Process

Series 52 - Exercise

Series 24 - Loan Consent Agreement

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

Passed the SIE on my first attempt! Read the Kaplan study book and didn’t feel prepared enough to pass the exam. Stumbled upon Solomon exam prep and am so thankful I did. The exam simulator with the detailed answers did so much more to help me prepare. Went into the exam confident and passed. I’ll be back for the Series 7!

John N, Indianapolis IN

I failed the Series 52 twice and thought my troubles were with retention, but they were with the practice. I used a competitor's materials and it lacked depth and above all else it lacked a large test bank of questions. With Solomon, I went from feeling unable to fully assess all of the answers on the actual exam, to knowing why an answer was right AS WELL AS knowing why the other 3 answers were wrong. This is an underappreciated aspect of test taking that was only achieved through repetition of different questions. Solomon's large test bank was invaluable and the ability to take practice exams with only the questions you previously got wrong is a fantastic addition.

Justin Ratti, Investment Banking, Charlotte, NC

I only used the exam simulator and it was the best decision I made! I read a different textbook and used Solomon solely for test prep questions. I promise you the $70 or so this cost is 100% worth it. Every question that I got on my exam (May 2020) was related to all the questions asked in the Solomon exam simulator. If you are willing to put in the work and take all of the chapter quizzes and then take 5 each of the time/not timed exams you will pass. Another good thing is that you can download their app and take exams on your phone - I found this very useful when I didn't want to always be on my laptop all day.

Nick Sciortino, Barrington, NJ