Series 3: 7.3.2.6. Transfer Of Customer Accounts

Taken from our Series 3 Online Guide

7.3.2.6. Transfer of Customer Accounts

When a customer wishes to transfer an account from one NFA member firm to another, the customer must complete and sign an instruction to his current account holder, the carrying member. The instruction must contain the customer’s name, address, and account number, and the name and address of the new account holder, called the receiving member. Within

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.3.2.6. Transfer Of Customer Accounts, you might also be interested in:

Series 24 - 1.2.5. Examination Waivers

Series 53 - Preservation of Books and Records

Series 65 - Exercise

Series 66 - 3.7.3 Variable Life Insurance

Series 50 - Early Redemption of Municipal Bonds

Series 54 - 1.1.5. Dodd-Frank Wall Street Reform and Consumer Protection Act

Series 6 - 6.3. Life Insurance

Series 50 - Revenue Bonds

Series 7 - Chapter Eleven: Conducting Business with the Public

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

I'd utilized a competitor last year while attempting to retrieve my Series 7 license. I attempted three times using their material but resulted in failure. After using Solomon I passed my SIE with no issue and decided to use Solomon again because I believed they provided the essential material to help you achieve. After using Solomon once again, I passed my Series 7 on the first try. I will be using them again to tame the beast they call the 24.

Zach Sloan, Cambridge Investment Research, Fairfield, IA

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC