Series 3: 7.3.2.5. FCM Loans

Taken from our Series 3 Online Guide

7.3.2.5. FCM Loans

An FCM may loan its own funds to customers to purchase or secure the customer’s futures contracts or options and to meet margins if the loans are secured by the assets held in the customer’s own account. Unsecured loans to customers are not permitted.

CFTC Regulation 1.30

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