Series 3: 7.3. Regulation Of FCMs And Introducing Brokers

Taken from our Series 3 Online Guide

7.3. Regulation of FCMs and Introducing Brokers

The NFA regulates its members’ business activities, and it enforces CFTC regulations and its own rules. Business conduct rules involve sales practices, recordkeeping and reporting requirements, risk disclosure requirements, and maintenance of

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Series 3: 7.3. Regulation Of FCMs And Introducing Brokers

Taken from our Series 3 Online Guide

7.3. Regulation of FCMs and Introducing Brokers

Since you're reading about Series 3: 7.3. Regulation Of FCMs And Introducing Brokers, you might also be interested in:

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