Series 3: 7.1.4.3. Exemption From Registration Of Non-Domestic Firms

Taken from our Series 3 Online Guide

7.1.4.3. Exemption from Registration of Non-Domestic Firms

Futures commission merchants, introducing brokers, commodity pool operators, and commodity trading advisors operating outside the borders of the United States may be exempt from NFA registration if they file both of the following

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