Series 3: 4.2.1.3. Options Settlement

Taken from our Series 3 Online Guide

4.2.1.3. Options Settlement

There are three ways in which an option contract can settle: it can be exercised, traded, or left to expire. If an option is in the money, an option buyer will at some point want to exercise the option or trade it. An option seller will prefer to see the option out of the money where it will be left to expire.

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 4.2.1.3. Options Settlement, you might also be interested in:

Series 7 - 13.4 Required Disclosures to a Member Firm by its Associated Persons

Series 3 - 3.1.2. Foreign Exchange Futures

Series 66 - Exercise

Series 7 - 9.4.1.5.3.2 Fully Diluted Earnings Per Share

Series 24 - Code of Arbitration

Series 7 - 6.1.7.4 Types of Bond Funds

Series 65 - Hedge Funds

Series 7 - 3.6.29 Rule G-29—Ready Availability of MSRB Rules

Series 28 - Net Capital and Consolidated Accounts

Series 63 - Blanket Recommendations

Series 79 - Due Diligence in Securities Offerings

Series 6 - 5.1.2.3. Bond Funds

Series 65 - Series 65 Online Guide

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Recently passed the FINRA Series 22 Exam. Though the exam is short, the material is obscure and not what you deal with every day in the industry. Solomon did a great job of putting together material and providing a deep understanding. After about 6 weeks of studying and taking 2 practice exams a day, I passed the exam on the first try! Thanks for putting together a robust training product.

Eric Stroehle, Steelwater Wealth Management. Oakville, CT

I used Solomon Exam Prep for both the Series 7 and 63. Everyone learns differently, and they have resources for every type of learner. Their practice exams and quizzes push you to be prepared for the most difficult questions, enabling you to be over-prepared (better than the alternative!) for your exam. I received a 93% on the Series 7 and wish the regulators provided a score for the Series 63, but needless to say I passed. If I ever need to take a regulatory exam again, I will look to these guys first.

Suraj P, New York, NY

Big thanks to Jeremy Solomon and Solomon Exam Prep w/o whose practice exams & books the Series 79 and Series 63 would be a suicide mission or death by boredom!

Andrew Romans, Los Altos, CA