Series 14: 7.3.2.3. Research Analysts

Taken from our Series 14 Online Guide

7.3.2.3. Research Analysts

A research analyst is any natural person who is primarily responsible for the preparation of the content of a research report. Research analysts must be registered with FINRA. They must be registered as General Securities Representatives and pass the qualification exam for research analysts (Series 86/87).

Analysts who only prepare technical research rep

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 7.3.2.3. Research Analysts, you might also be interested in:

Series 54 - 1.9. Anti-Fraud Regulation

Series 24 - 4.3.1.2. S-4 Registration

Series 27 - New Member Agreement (Form NMA)

Series 53 - When, As and If Issued Basis

Series 7 - 7.1.2.1. Real Estate and Oil and Gas

Series 65 - 1.4.5.1.1. Future Value

Series 65 - 1.1.1 Economic Indicators

Series 53 - Lifetime Requirement

Series 63 - Chapter 5 Practice Questions

Series 22 - 5.2.1. Employee Retirement Income Security Act (ERISA)

Series 7 - 11.1.7. Networking Arrangements

Series 65 - 2.1.1.3.1 Stock Splits

Series 27 - Form U5 and Termination of Service

Series 7 - 13.3.5. Member Supervisory Controls

Series 66 - Notice Filings

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Love Solomon, I tried other companies and the ones I used didn't prepare me. Solomon teaches you the concepts and the practice tests helped me pass my Series 65, 63, and the 6 on my first try. I've had no less than four of my friends use Solomon and they have all had similar success. Work hard with the correct study material and you will have success.

Gerald Barnes, Client One, Peoria, AZ

I recently passed the series 62 & 63 FINRA exams (first try). The practice exams (with never repeating questions), helped prepare me thoroughly for the challenging questions ahead on the actual tests. Thanks Solomon!

Austin Najib, Key West Investments, San Gabriel, CA

The Solomon practice quizzes and exams provided an excellent simulation for the Series 7 exam. I highly recommend. Passed on the first try!

Justin Wiles, GW & Wade, Palo Alto, CA

Your Series 79 book was great and your practice questions were spot-on. I passed the first time. Thanks!

Stephen Hsu, Los Angeles, CA

After failing the SIE with a different study company, I passed after using Solomon! I then passed the S6, S63 and S65 on the first try after studying with Solomon materials! I loved how easy the material was to comprehend and the practice tests were amazing! I felt well prepared for each test! Thank you Solomon!

Sara Hays, State Farm. Atascadero, CA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 7.3.2.3. Research Analysts

Taken from our Series 14 Online Guide

7.3.2.3. Research Analysts

Since you're reading about Series 14: 7.3.2.3. Research Analysts, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →