Series 14: 7.3.2.3. Research Analysts

Taken from our Series 14 Online Guide

7.3.2.3. Research Analysts

A research analyst is any natural person who is primarily responsible for the preparation of the content of a research report. Research analysts must be registered with FINRA. They must be registered as General Securities Representatives and pass the qualification exam for research analysts (Series 86/87).

Analysts who only prepare technical research rep

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 7.3.2.3. Research Analysts, you might also be interested in:

SIE - Exercise

Series 7 - 17.2.1. Nasdaq Stock Exchange

Series 53 - Preservation of Books and Records

Series 28 - Contact Information

Series 51 - Zero Coupon Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I thought the Series 79 materials were top notch. The Solomon practice exams were pretty spot on to what I encountered when I took the exam. Your course was key to my passing the exam on the first try. Thank you and money well spent.

Jeffrey Bartlett RSA Capital, Mequon, Wisconsin

Wow!!! Well all I can say is that Solomon Test Prep not only helped me pass the SIE first time but ensured I felt confident about the test beforehand! I will say that the practice tests are definitely harder than the real thing so if your probability passing is over 70% you are good to go! Thanks Solomon!

Lee Schmidt, Thiesen and Dueker Financial Group. Fresno, CA.

I passed my Series 99 this past week on my first attempt. I had no previous brokerage and/or investment experience, just a background in finance.

I utilized the combination package with the textbook, video lectures, quiz simulator, and other materials. When I study for future FINRA exams I will utilize Solomon software and recommend it to my colleagues. I learn the most by listening and enjoyed the video lectures that had PowerPoint slides I could download and make notes on. The practice questions were fantastic at reinforcing the material and highlighting areas that I needed extra review on.

Tiffany Kovacevich, PNC Investments, Cleveland, OH

Awesome customer service and material. Will definitely be a returning customer

Michael, MM Financial Planning. New York, NY

Solomon Exam Prep prepared me well with a large variety of questions on the practice exams. I was able to pass my SIE on my first attempt, onto the Series 7!

Andrew Johnson, First State Investment Services. Worthington, MN

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 7.3.2.3. Research Analysts

Taken from our Series 14 Online Guide

7.3.2.3. Research Analysts

Since you're reading about Series 14: 7.3.2.3. Research Analysts, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →