Series 14: 6.1.4.1. Testing The Waters

Taken from our Series 14 Online Guide

Testing the Waters

An issuer that is considering whether to conduct a registered offering may test the waters with potential investors before filing anything with the SEC. Test-the-waters communications are oral or written communications meant to gauge investor interest in a contemplated securities offering.

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Series 14: 6.1.4.1. Testing The Waters

Taken from our Series 14 Online Guide

Testing the Waters

Since you're reading about Series 14: 6.1.4.1. Testing The Waters, you might also be interested in:

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