Series 14: 4.4.2. Reserve Bank Account

Taken from our Series 14 Online Guide

4.4.2. Reserve Bank Account

The customer protection rule also restricts the use of customer cash or margin securities to activities directly related to financing customer securities purchases. A firm cannot use customer property for its own operations without customers

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Series 14: 4.4.2. Reserve Bank Account

Taken from our Series 14 Online Guide

4.4.2. Reserve Bank Account

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