Series 14: 4.1.1. Required Minimum Net Capital

Taken from our Series 14 Online Guide

4.1.1. Required Minimum Net Capital

There are two ways to determine a broker-dealer’s minimum net capital requirement. One method sets a minimum based on the type of broker-dealer. This is called the activities requ

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 4.1.1. Required Minimum Net Capital, you might also be interested in:

Series 6 - Chapter 3 Practice Questions

Series 54 - 2.2.3. Solicitor vs. Non-Solicitor Municipal Advisors

Series 52 - Rule G-8—Required Books and Records

SIE - 7.3.2.4.2. Important Coincident Indicators

Series 53 - SEC Rule 15c2-12: Disclosure Documents

Series 24 - Riskless Principal Transactions

Series 66 - Fourth Market

Series 66 - 3.6.2. Equity-Indexed Annuities

Series 65 - Retirement

Series 3 - 1.2.2. Cash, Forward, and Futures Markets

Series 79 - 3.5.10. Discounted Cash Flow

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

After a lengthy absence from the securities industry, I again needed to get licensed. With the great help of Solomon, I did the SIE, Series 7, Series 63, and Series 82, in just over 5 months. The materials are comprehensive and I would recommend reading it all at least twice. Have realistic goals and meet them. Don't take too many days off as the quicker you learn the material the less likely your are to forget the initial stuff. I found the "Ask the Professor" feature to be particularly helpful (and responsive!). I hope I don't need further exams any time soon but, if I do, I will use Solomon.

Shawn Sullivan Charlestowne Securities Darien, CT

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

I passed my series 6 exam due to the Solomon Exam Prep online material and practice exams. Thank you Jeremy Solomon for personally calling and emailing me some tips/advice!

Kevin Lafleur, WoodmenLife, Ville Platte, LA, Series 6

I successfully passed the test [Series 65] thanks to you guys!!!!

Chad Cook, Old West Investment Management, Los Angeles, CA

The Solomon Exam Prep materials for the Series 82 were great. I felt very well prepared for the exam. I only studied for one full week (probably about 40 hours) and completed the exam in 30 minutes and passed! Thrilled with the results.

Jessica Kates, Carnegie Growth Partners LLC. Philadelphia, PA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 4.1.1. Required Minimum Net Capital

Taken from our Series 14 Online Guide

4.1.1. Required Minimum Net Capital

Since you're reading about Series 14: 4.1.1. Required Minimum Net Capital, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →