Series 14: 4.1.1. Required Minimum Net Capital

Taken from our Series 14 Online Guide

4.1.1. Required Minimum Net Capital

There are two ways to determine a broker-dealer’s minimum net capital requirement. One method sets a minimum based on the type of broker-dealer. This is called the activities requ

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Series 14: 4.1.1. Required Minimum Net Capital

Taken from our Series 14 Online Guide

4.1.1. Required Minimum Net Capital

Since you're reading about Series 14: 4.1.1. Required Minimum Net Capital, you might also be interested in:

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