Series 14: 3.2.2.1. Schedule 13D

Taken from our Series 14 Online Guide

3.2.2.1. Schedule 13D

Under Exchange Act Rule 13d-1, anyone who directly or indirectly acquires beneficial ownership of more than 5% of a voting class of the securities of a public company must file a Schedule 13D with the SEC within 10 days after the purchase. Once a Schedule 13D is o

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 3.2.2.1. Schedule 13D, you might also be interested in:

Series 7 - 13.3.5. Member Supervisory Controls

Series 66 - Exercise

Series 6 - 6.2.7.2. Payout Options (Settlement Options)

Series 7 - 3.6.15 Rule G-15—More Uniform Practices for Confirmation, Clearance, and Settlement

Series 3 - 2.1. Bonds and the Bond Market

Series 79 - 9.5.3. Five-Year Records

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I love Solomon Exam Prep! The materials are comprehensive and simulate the type of questions on the tests. And the staff is so committed to their students' success. Without them, I wouldn't have been able to pass both the 7 and the 66.

Katelyn Hritcko, Elmcore Securities, Las Vegas, NV

Big thanks to Jeremy Solomon and Solomon Exam Prep w/o whose practice exams & books the Series 79 and Series 63 would be a suicide mission or death by boredom!

Andrew Romans, Los Altos, CA

Great preparation for a first-time-go on my SIE exam! Used the audio book for my commutes, and the presentation was good addition to back up the book. I leveraged the exam simulator which was priceless in making me feel like I was prepared for the exam. And, once I got into the test, I was prepared enough that I wondered if the real exam was going to get more difficult at the end...? I felt confident and well-prepared. Will be ordering the top-off shortly! Thanks for a great product and outstanding support!

Jeff Hughes, Cambridge Investment Research. Fairfield, IA

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, TX

The Series 79 study materials were fantastic. Thank you!

Cecilia Shea, CPA, Palo Alto, CA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 3.2.2.1. Schedule 13D

Taken from our Series 14 Online Guide

3.2.2.1. Schedule 13D

Since you're reading about Series 14: 3.2.2.1. Schedule 13D, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →