Series 14: 3.1.2.1.1. Customer Authorization Records

Taken from our Series 14 Online Guide

3.1.2.1.1. Customer Authorization Records

No member or associated person may obtain from a customer or submit for payment a check or draft drawn on a customer’s checking, savings, or similar account, wi

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 3.1.2.1.1. Customer Authorization Records, you might also be interested in:

Series 53 - Current Yield

Series 66 - Chapter Eight

SIE - 4.4. Hedge Funds

Series 6 - 4.2.12.1. Mortgage-Backed Securities

Series 50 - Prices and Commissions

Series 52 - Limited Tax General Obligation Bonds

Series 3 - 7.6.2.3. Time Period for Arbitration

Series 65 - Advertising

Series 65 - Chapter 7 Practice Question Answers

Series 27 - Minimum Maintenance Requirement

Series 53 - Types of Municipals Orders

Series 66 - Fundamental Analysis

Series 3 - 7.3. Regulation of FCMs and Introducing Brokers

Series 66 - 2.4.9. Yield Spread

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I used Solomon Exam Prep for both the Series 7 and the 66 which I took within a couple of months of each other. I smoked both tests with an 85% and an 88%. Well above the passing score. The books have just enough humor to keep things interesting and the practice tests and quizzes are phenomenal. If you want to get the most out of these programs pound out as many practice test as you can.

K. Nick Thoeni, Gilroy, CA

Your study material laid a great foundation in my understanding of the tested material and was instrumental in my passing the Series 50.

Steven Scharff, Springsted Incorporated, Saint Paul, MN

I just passed the FINRA Series 79 exam!! I only used Solomon Exam Prep. I recognized the material that came up during the exam and felt comfortable all the way through!! That you all for your help!!

Walter Whitehead FNEX Capital. Los Angeles, CA

I passed the Series 63 today with a score of 88%. I spent 3 hours every day for a week to study. I would highly recommend Solomon to anyone. Thank you Solomon. I couldn't do it without you.

John Nguyen, Transamerica Financial Advisors, Santa Ana, CA

Thank you so much Solomon Exam Prep. I took the SIE exam today and passed it the first try. Couldn't have done it without your help. Thank you again.

Cathy Villano, Eastchester, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 3.1.2.1.1. Customer Authorization Records

Taken from our Series 14 Online Guide

3.1.2.1.1. Customer Authorization Records

Since you're reading about Series 14: 3.1.2.1.1. Customer Authorization Records, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →