Series 14: 2.3.3.2.1. The DMM’s Book

Taken from our Series 14 Online Guide

2.3.3.2.1. The DMM’s Book

Designated market makers must keep records of trades for all accounts in which they have an interest or stocks in which they specialize. The DMM lists a two-sided quote in a security, meaning the quote includ

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 2.3.3.2.1. The DMM’s Book, you might also be interested in:

Series 66 - Cash Flow/Income Statement

Series 79 - Financial and Accounting Due Diligence

Series 65 - People and Entities Excluded from Investment Adviser Definition

Series 3 - 7.1.3. Registration of Associated Persons

Series 63 - Damages and Liabilities

Series 27 - Short Sales and Regulation SHO

Series 24 - 4.3.2.3. Third-Party Tender Offers

Series 7 - 5.4.1 Speculative Strategies

Series 66 - Exercise

Series 24 - 2.2.2.10. Expungement of Customer Dispute Information

Series 7 - 7.1.4 Primary Goal of a DPP

Series 24 - 5.5.2.2.1.2. Limit Orders

Series 66 - 2.4.5 Types of Yields

Series 65 - Balance of Payments

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

I used Solomon to study for the Series 82. The material was spot on! More importantly, the practice tests and timed tests were much harder than the actual Series 82, which was very helpful in passing the test. Thanks!!

Rhett Grimes, Anchortree Capital. Nashville, TN

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

Awesome customer service and material. Will definitely be a returning customer

Michael, MM Financial Planning. New York, NY

I truly wish I had tried Solomon Exam Prep earlier! Started studying for the Series 65 exam with a different company and missed passing the test by 4 questions. I was pretty disappointed because my study materials, especially the quiz generator, weren't a great reflection of what the test would actually be like. But Solomon's Exam Simulator was the KEY to passing my second go-around! Questions were very similar to the actual exam and I managed to boost my score by 10% from the first time, only using the Solomon materials for less than a week! HIGHLY recommend this to anyone in need of 65 materials!

Hannah Cash, Denali Wealth Management, Indianapolis, IN