Series 14: 2.3.3. Executing Orders On The Exchange

Taken from our Series 14 Online Guide

2.3.3. Executing Orders on the Exchange

Once an order reaches the firm’s floor booth, it is phoned over to one of its floor brokers. The floor broker may carry it to the trading post where that particular stock is traded. NYSE has 17 of them, but each stock is traded at only one location. If they are particularly busy, floor brokers may dish the order off to an in

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 2.3.3. Executing Orders On The Exchange, you might also be interested in:

Series 24 - 2.5.3.5. Appeals

Series 65 - Banker’s Acceptances

Series 24 - 3.1.5.1. Privacy Notice—Regulation S-P

Series 65 - 1.4.1.5.4 Debt to Equity

Series 22 - 2.2.1.3.2. Declining Balance Depreciation

Series 65 - Net Capital Requirements for Agents

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I am so happy to say that took my Series 65 Exam and passed on my first attempt! All thanks must go to Solomon Exam Prep and its materials. I read the Study Guide cover to cover 3 times, took notes and took what felt like endless practice quizzes, but I must say that I found the practice questions more difficult than the actual exam! I cannot recommend Solomon Exam Prep enough!

Kevin Blanchard, Meche and Associates. Breaux Bridge, LA

I passed the Series 7 on my first attempt. In fact, five years ago, I also passed both the Series 6 and 63 on my first attempt. In all cases, I used Solomon Exam Prep materials which make sometimes 'dry' topics much more readable. Also, having the option to take an unlimited number of practice tests and receive immediate, thorough feedback was invaluable. I highly recommend them!

Blaine Burnett

Your test simulator was invaluable. I took 1500 test questions before the real exam (Series 6). Scored an 89, thanks to your product.

Jesse Welch, New York Life, Arvada, CO

I used Solomon Exam Prep for both the 6 and the 63 and passed both of them on the first try. For the Series 6 I scored a 92 and for the Series 63 I scored a 75. The book was very insightful and helped quite a bit with passing, so thank you to your company.

Austin Kurey, Denver, CO

I am so happy to announce that I passed the SIE on July 1st! Thank you, Solomon the book, videos, and exam simulator were the best! I went to the test with confidence, and I must say I felt like I was prepared for every question. I had more than enough time to complete all the questions and reviewed my answers. Series 6, here I come! Let's Go, Solomon!

Leanene Carriere, Nameloc Inc. Houston, TX