Series 14: 2.1.3. Third Market

Taken from our Series 14 Online Guide

2.1.3. Third Market

The third market is a negotiated market where institutional investors and broker-dealers buy and sell exchange-listed securities over the counter. Third market activities generally involve large institutional investors who buy and sell on their own or, if they are not market makers, use a

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 2.1.3. Third Market, you might also be interested in:

Series 27 - Risk Assessment Reporting Requirements

Series 6 - 2.1. Opening a Customer Account

Series 53 - Closing the Issue

Series 79 - Step One: Estimating Future Cash Flows

Series 24 - 4.1.3.4. C Corporations

Series 52 - 3.3.2. Applying for DTC Eligibility

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

What an excellent resource! I passed my SIE Exam on my first try and Solomon Exam Prep did an excellent job preparing me for the test. I would highly recommend purchasing the study guide, video lectures, and the exam simulator. The exam simulator is especially helpful. As long as you are scoring consistently in the mid to high seventies on the timed practice exams, you will have no problem with the actual exam. Thank you again to Solomon!

Carter Spearry, Merrill Lynch. Rocky River, OH

I'm incredibly grateful I chose Solomon Exam Prep to prepare me for the Series 79. The materials are very thorough and up-to-date, and the staff incredibly dedicated, knowledgeable and helpful - both of which are extremely necessary to pass this difficult exam. And, I passed! Thank you Solomon!

Krista Barbour, Boulder, CO

Solomon Exam Prep is the "go-to" study guide for any busy professional in our industry. Extraordinary customer service and responses to your questions via email. Excellent flow of subjects, quizzes, test and audiobooks for on-demand refresh. Don't settle for any other test platform for our industry. The goal is to pass the test and they have the staff and platform to help you achieve your goal.

Robert Jones, US Capital Global. San Francisco, CA

Thank you so much for the easy reading! I passed the 51 on my first attempt!!

Amber Carrick, Keystone Financial Management, Bath, PA

I recently passed the series 62 & 63 FINRA exams (first try). The practice exams (with never repeating questions), helped prepare me thoroughly for the challenging questions ahead on the actual tests. Thanks Solomon!

Austin Najib, Key West Investments, San Gabriel, CA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 2.1.3. Third Market

Taken from our Series 14 Online Guide

2.1.3. Third Market

Since you're reading about Series 14: 2.1.3. Third Market, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →