Series 14: 1.5.3. The NYSE

Taken from our Series 14 Online Guide

1.5.3. The NYSE

The New York Stock Exchange, which is virtually synonymous in the public mind with Wall Street, is the best-known exchange in the United States and perhaps the world. It is also the largest auction market for stocks in the U.S. (In Chapte

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 1.5.3. The NYSE, you might also be interested in:

Series 26 - Fidelity Bonding

Series 24 - 2.3.4.2. Investment Advisers

Series 65 - Chapter 2 Practice Questions

Series 7 - 14.6.3. Advisory Accounts

Series 27 - SIPC Coverage Limitations

Series 65 - 7.2.1.2.2 Short Positions in Margin Accounts

Series 24 - Rule 15g-2 – Risk Disclosure

Series 65 - 1.4.5 Quantitative Methods of Analysis

Series 7 - 2.8 Secured Bonds

Series 50 - Tax-Exempt Commercial Paper

Series 63 - Chapter 2 Practice Questions

Series 65 - 8.8.3.1 Registration Exceptions

Series 66 - 2.5.2.2.1 Dividend Discount Model

Series 7 - 17.2.1.2 NASDAQ Quotes

Series 26 - Management Company Rules

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

I was well prepared from using Solomon. Such much so that I finished early enough to review the questions and my answers, and determine my estimated score. Thanks! Great platform. Highly recommend using Solomon.

Max Thomas. Fort Lauderdale, FL

I wanted to add my testimonial to the long list of successful test-takers. Passed my Series 65 today on the first try! The materials were well written and made the concepts easier to understand (especially to someone with no background in finance like myself). I was a big fan of the audio format as I have a long drive back and forth to work (other test prep providers did not have this option). The test simulators were also a huge help. Thanks to the folks at Solomon Prep!

Ralph Marshall, High Speed Alliance, Wilmington DE

Awesome customer service and material. Will definitely be a returning customer

Michael, MM Financial Planning. New York, NY

I used the exam prep guide and online tests to study for the Series 50 exam. I relied completely on these study helps to prepare for the exam, which I passed!

Elizabeth Hill, Bright Bay Advisors, LLC, Long Beach, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 1.5.3. The NYSE

Taken from our Series 14 Online Guide

1.5.3. The NYSE

Since you're reading about Series 14: 1.5.3. The NYSE, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →