Series 51: Rule G-3—Qualification Rules For Associated Persons

Taken from our Series 51 Online Guide

Rule G-3—Qualification Rules for Associated Persons

This rule defines the categories of principal, Limited Principal, Sales Principal, Financial and Operations Principal, and representative. These personnel must pass their appropriate municipal securities qualification examinations to practice their trade. If they fail the examina

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Series 51: Rule G-3—Qualification Rules For Associated Persons

Taken from our Series 51 Online Guide

Rule G-3—Qualification Rules for Associated Persons

Since you're reading about Series 51: Rule G-3—Qualification Rules For Associated Persons, you might also be interested in:

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