Skip to content ->

X

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

503-601-0212

For security reasons, this site no longer supports the 2013 version of Internet Explorer.

Please upgrade to a more secure browser:
Chrome, Firefox, Brave, or Edge

Series 14: 8.3.10.1. Uncovered (Naked) Short Option Contracts

Taken from our Series 14 Online Guide

8.3.10.1. Uncovered (Naked) Short Option Contracts

Member firms that allow customers to write uncovered option contracts (e.g., naked calls) must develop and maintain written procedures specific to that product. These procedures should include specific criteria for evaluating whether short options are suitable for a customer. They must also include specific minimu

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 8.3.10.1. Uncovered (Naked) Short Option Contracts, you might also be interested in:

Series 27 - Mutual Fund Brokers

Series 24 - 2.3.2. Restrictions on Member Compensation

Series 6 - 7.5.1.1. Account Statements

Series 7 - 17.6.3.2 Market-Wide Trading Halts

Series 7 - Exercise

Solomon Exam Prep Study Materials for the Series 14

Please Enable Javascript
to view this content!

Site Login

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL

I utilized a competitor's product and failed the first time I took the Series 53. It wasn't from the lack of studying. After researching what other courses to buy, I luckily found Solomon. The exam material was up to date and the practice exams were much more challenging than the other program. I would highly recommend Solomon and plan on utilizing them if I should have to take another exam. Thank you.

Andrew Shubert, Craft Capital Management, Garden City, NY

Your team did it again. I passed my 63 today, less than two weeks after the 82!!! Your study system is perfect, and your practice questions do an amazing job preparing for the exam. If you're not an investment advisor, feel free to use this testimonial on your website!!!!

Jonathan Livi, Uber Capital Group, Great Neck, NY

I PASSED. A big thank you to Solomon Exam Prep for breaking down the material for the Series 65 exam into understandable information. I started my exam prep journey with another provider and their material was simply too wordy and full of unnecessary information. I switched to Solomon Exam Prep and the material was easy to follow and I PASSED. Thanks so much for being there for me.

Tammy Gladstone, State Farm Insurance, California, MD

Passed the Series 66 on my first attempt. I thought the exam simulator was perfect. The material gave me the confidence I needed going into test day. I will only use Solomon for any other exams I take in the future. Thank you!

Brendan Halick, David White & Associates, Walnut Creek, CA

Read more reviews