Series 14: 8.3.5. Fiduciary Accounts

Taken from our Series 14 Online Guide

8.3.5. Fiduciary Accounts

Fiduciary accounts are accounts in which a third party manages the account for a client. The third party is called the fiduciary. A fiduciary may be an investmen

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 8.3.5. Fiduciary Accounts, you might also be interested in:

Series 51 - Electronic Municipal Market Access (MSRB Rule G-32)

Series 26 - Investment Company Rankings

Series 52 - Rule G-15—Uniform Practices for Customer Trades

Series 7 - 14.3.3.1. Discretionary Accounts

Series 53 - Chapter 1 Practice Question Answers

Series 79 - 11.2.12.1. The Teaser

Series 51 - Breakpoints

Series 99 - 2.1.4.5.2 Computation of Interest

Series 65 - 7.2.1.3.2. Regulation SHO

Series 65 - Money Market Funds

Series 27 - Issuer-Directed Exemptions

Series 28 - Options Record

Series 53 - Introduction

Series 66 - 4.2.2.2 Planning for Education and College Costs

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada

The Series 6 Exam Simulator was a life saver. Thanks!

Ryan Ainsworth, Northwestern Mutual, Tacoma, WA

Solomon Exam Prep material was great. Explained in a way that is easy to learn and follow. Test questions really help the material sink in. I had failed the Series 66 twice using another service. When it came time to find new material for the Series 65 and Series 63 Solomon was it. I passed both the 65 & 63 with flying colors and I have Solomon to thank for that.

Jeff Champigny, Merrill Lynch, Greensboro, NC

I just passed the Series 6. The Solomon Audio/CD set was essential for me as I spend 1.5 hours per day in my car, so that became my study time! Thank you for providing an audio/cd version! I have just ordered the Series 65 set as well.

Ambia Peoples, North Florida Financial Corp, Jacksonville, FL

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 8.3.5. Fiduciary Accounts

Taken from our Series 14 Online Guide

8.3.5. Fiduciary Accounts

Since you're reading about Series 14: 8.3.5. Fiduciary Accounts, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →