Series 14: 8.3.1.2. Trading Authority

Taken from our Series 14 Online Guide

8.3.1.2. Trading Authority

The owner of an individual account can give permission to another individual to trade in his account. This is called trading authority, and it may be given to any authorized third party. Trading authority gives the third party authority to buy and sell securities or make inquiries concerning the owner’s account. Trading authority actions must align with the investor’s stated goals. An investor authorizes the

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 8.3.1.2. Trading Authority, you might also be interested in:

Series 66 - Suitability

Series 65 - 2.1.1.2. Right to Vote on Relevant Matters

Series 3 - 7.4.2.3. Business Disclosures

Series 65 - Exercise

Series 7 - 3.5.2.1.4. Other Protective Covenants

Series 52 - Chapter Five

Series 63 - Cybersecurity and Data Protection

Series 28 - Net Capital Reports

Series 27 - Commissions, Charges, and Markups

Series 82 - Tax Considerations

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Taking the 63 felt like a breeze, thanks to your exam prep materials. I didn't have to flag any questions for review, and was confident throughout that I'd get to see the screen say "Pass" when it was over.
Now 3-for-3 using Solomon to help me pass a licensing exam on the first attempt. The materials are easy to digest and comprehensive, and having the ability to take high-quality practice tests prepared me well for the real exams. Very grateful to my employer for using this content, and to the team at Solomon for making it so complete and easy to use.

Andrew Nerys, Square Inc. San Francisco, CA

Thank you so much for your great study materials! I have used you to pass my Series 6, 63 and most recently my Series 7 all on the first try. The practice exams and video lectures were great and extremely helpful. Will definitely be using your study material for any future exams and will recommend you to other people

Louis Orsatti, NY LIFE Securities, Boston, MA

Rachna Shah, CBRE. Beverly Hills, CA

I passed the Series 65 with a 92% thanks to the Solomon practice exams. The questions on the practice exams were very similar to what I actually encountered on the actual exam, and the ability to take unlimited practice exams really built my knowledge and confidence. I highly recommend this product to anyone studying for the Series 65.

Neal Thompson, Denver, CO, Series 65

I sat for the Series 66 on March 16th. I got an 85. I give all kudos to Solomon. The study materials were excellent.

William Crull, Metairie, LA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 8.3.1.2. Trading Authority

Taken from our Series 14 Online Guide

8.3.1.2. Trading Authority

Since you're reading about Series 14: 8.3.1.2. Trading Authority, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →