Series 14: 5.1.4.2. Chain Of Command

Taken from our Series 14 Online Guide

5.1.4.2. Chain of Command

Every branch office is required to designate at least one General Securities Representative (Series 7) or General Securities Principal (Series 24) with the supervisory authority and responsibility for the activities of that office and any non-branch offices in its jurisdiction

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Series 14: 5.1.4.2. Chain Of Command

Taken from our Series 14 Online Guide

5.1.4.2. Chain of Command

Since you're reading about Series 14: 5.1.4.2. Chain Of Command, you might also be interested in:

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